Peak Capital Research & Management is a fee-only wealth management firm. Our firm provides investment management services to individuals, small business, trusts, estates, and retirement plans. In addition, our firm provides clients with financial planning, retirement planning, behavioral coaching, and financial education.
Peak Capital Research & Management is a fiduciary and the interest of the client always comes first. Our firm does not receive commissions from selling our clients a product or initiating trades in our clients accounts. Our firm does not benefit or earn additional compensation by utilizing a specific company's financial products. Peak Capital Research & Management earns our fee based upon a percentage of the client's assets under management. Our firm believes that the fee-only model best aligns our clients' and our interests.
Adam Hoffman, CFA, CAIA is the founder and Chief Compliance Officer of Peak Capital Research & Management. He earned his Bachelor of Science in economics from Duke University in 2004. In September of 2012, Adam earned the CAIA (Chartered Alternative Investment Analyst) designation. In April of 2013, he was awarded the CFA (Chartered Financial Analyst) designation. Prior to founding Peak Capital Research & Management, Adam worked at Vanguard in ever increasing roles and responsibilities. He started off as a client service representative to high-net worth clients in 2008 earning a promotion to the fixed income trader position in 2011. After joining the fixed income desk, Adam was quickly promoted to the senior fixed income trader role. After leaving Vanguard in 2015 until August 2016, Adam joined the Henne Financial Group, a boutique wealth management firm in Scottsdale, AZ. In his role at the firm, he was responsible for portfolio construction, cash flow planning, retirement planning, and investment analysis.
For further information please visit the SEC Investment Adviser Public Disclosure page.
Peak Capital Research & Management CRD# = 284235
Adam Hoffman, CFA, CAIA CRD# = 4229263