Peak Capital Research & Management believes that our clients are entitled to full transparency in all of the actions that we take on their behalf.  Our firm encourages our client's and prospective clients to utilize the CFA's Statement of Investor Rights.  Our firm promises our client's when they utilize our services we will always be:

1. Honest, competent, and ethical conduct that complies with applicable law;
2. Independent and objective advice and assistance based on informed analysis, prudent judgment, and diligent effort;
3. Your financial interests taking precedence over those of the professional and the organization;
4. Fair treatment with respect to other clients;
5. Disclosure of any existing or potential conflicts of interest in providing products or services to me;
6. Understanding of your circumstances, so that any advice provided is suitable and based on your financial objectives and constraints;
7. Clear, accurate, complete and timely communications that use plain language and are presented in a format that conveys the information effectively;
8. An explanation of all fees and costs charged to you, and information showing these expenses to be fair and reasonable;
9. Confidentiality of your information;
10. Appropriate and complete records to support the work done on your behalf.